Policies & Guidance


During 2019 and 2020, NIH is transitioning from Human Subjects Protections Program (HRPP) Standard Operating Procedures (SOPs) to HRPP policies. These policies are applicable to NIH clinical investigators, non-NIH clinical investigators when relying upon the NIH IRB, to NIH IRB operations, and to the NIH IRB when it is the Reviewing IRB. These policies also apply when the NIH IRB is acting as the Public Health Emergency Research Review Board (PHERRB) for the United States. These pages contain the currently implemented policies of the NIH Intramural Research Program. Also contained within these pages are supplemental guidelines and tools to aid investigators and research teams with the implementation of these policies.


Policies

The NIH Human Research Protection Program (HRPP) Policies are under development. The implemented policies appear below under policy groupings organized by topic. Upon implementation the remaining policies will appear below in under the topic groupings.  Until the policies are implemented, the HRPP Standard Operating Procedures (SOPs) remain in effect. Please view the overview of General and Structural Changes to the NIH HRPP Policies if you are so inclined.


Policy 001 - NIH Human Research Protection Program (HRPP) Policy Development

General and Structural Changes to the NIH HRPP Policies


Policy page update

The official repository for the HRPP policies is in the OMA Manual Chapter (MC) system. Manual Chapter 3014 is a chapter within the Intramural Policy Series 3000. The MC 3014 contains the HRPP policies which can be found here: https://policymanual.nih.gov/3014. Note that we are in the process of replacing the policy PDFs with links to the published policies within MC 3014. In MC 3014, you will notice a slight difference in the policy numbering to reflect the MC under which the policies fall, (e.g., Policy 100, will be listed as Policy 3014-100 in the MC). The HRPP policy glossary is also published in MC 3014 and each policy lists the defined terms in Section D and a link to the policy glossary is provided there.

100 Series - Institutional Authorities and Requirements


100 - NIH HRPP

There are Currently No Attachments


101 - Organizational Structure of OHSRP

There are Currently No Attachments


103 - Education Program

Formerly Policy number 201

There are Currently No Attachments


104 - Research-Related Subject Complaints

There are Currently No Attachments


105 - IRB Reliance

There are Currently No Attachments


106 - Ancillary Reviews

There are Currently No Attachments


107 - Privacy and Confidentiality 

There are Currently No Attachments


108 - OHSRP Quality Assurance and Quality Improvement Program 

There are Currently No Attachments


109 - FWA Coverage

There are Currently No Attachments





200 Series - IRB Authorities and Requirements


200 - IRB Scope and Authority

There are Currently No Attachments


201 - IRB Membership and Composition

There are Currently No Attachments


203 - Support of IRB Operations

There are Currently No Attachments


204 - Levels of IRB Review and Criteria for IRB

There are Currently No Attachments


205 - Requirements for IRB Submissions

There are Currently No Attachments


206 - Maintenance of Records 

There are Currently No Attachments


207 - PHERRB 

There are Currently No Attachments





300 Series - Investigator Responsibilities


300 - Investigator Responsibilities

There are Currently No Attachments


302 - Recruitment Compensation

There are Currently No Attachments





400 Series - Regulatory Protections for Vulnerable Populations


400 - Research Involving Pregnant Women, Fetuses, and Neonates

There are Currently No Attachments


401 - Research Involving Prisoners

There are Currently No Attachments


402 - Children in Research

There are Currently No Attachments


403 - Research with Subjects Lacking Capacity to Consent

There are Currently No Attachments


404 - Research Involving NIH Staff

There are Currently No Attachments





500 - FDA Requirements for Human Subjects Research and Data and Safety Monitoring


500 - Research Involving FDA 

There are Currently No Attachments


501 - Research Involving FDA Regulated Devices 

There are Currently No Attachments


502 - Expanded Access Emergency Use 

There are Currently No Attachments


503 - Data and Safety Monitoring 

There are Currently No Attachments




700 Series - International Research Requirements


700 - International Research Requirements 

There are Currently No Attachments




800 Series - Compliance and Research Event Reporting Requirements


801 - Reporting Research Events

There are Currently No Attachments


802 - Non-Compliance in HSR

There are Currently No Attachments



Active HRPP Policies (SOPs)

Active


There are Currently No Attachments




Guidance














Other Guidance Documents


There are Currently No Attachments